Online Course Catalog
Continuing Legal Education
This seminar provides an overview of the process of conducting a private placement of securities pursuant to Regulation D. Topics of discussion include due diligence by counsel, preparation of the offering documents, working with brokers and escrow agents and closing the transaction. Also discussed are regulatory reforms related to private placements including the Dodd-Frank Act and the Jobs Act.
The program is especially helpful to attorneys who do not routinely practice securities law but are periodically asked by clients to assist with raising capital through private placements of securities.
(Disclaimer: At the end of this presentation, a Q&A session is conducted. IndyBar is aware that not all questions are repeated nor captured on audio. We apologize for this and hope it does not detract from the overall course offering.)
Attorneys in Indiana can currently receive up to six hours of credit per three year educational period through approved distance education activities. If you attended the live version of the program you cannot receive credit for viewing the program again online.
Please NOTE: Plus CLE members who select the free (no credit) registration option will not receive credit for viewing this program. If you wish to receive credit, please select the "Member" registration option.
- Event Code
- Credit Hours
- 1.00 CLE (General)
- L. Jarod Brown, Attorney at Law; Larry Coley Tomlin, Krieg DeVault LLP
- August 15, 2012